SEC Filing | STERIS plc

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Madsen Julia

(Last)

(First)

(Middle)

C/O 70 SIR ROGER'S QUAY

(Street)

DUBLIN

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/28/2020

3. Issuer Name and Ticker or Trading Symbol
STERIS plc [ STE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Senior VP, Life Sciences

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	3,245⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (right to buy)	⁽²⁾	05/31/2023	Ordinary Shares	1,100	45.34	D
Employee Stock Option (right to buy)	⁽²⁾	05/30/2024	Ordinary Shares	800	53.52	D
Employee Stock Option (right to buy)	⁽²⁾	05/28/2025	Ordinary Shares	700	66.15	D
Employee Stock Option (right to buy)	⁽²⁾	06/01/2026	Ordinary Shares	2,700	69.72	D
Employee Stock Option (right to buy)	⁽³⁾	05/30/2027	Ordinary Shares	3,252	77.07	D
Employee Stock Option (right to buy)	⁽⁴⁾	05/31/2028	Ordinary Shares	2,872	114.22	D
Employee Stock Option (right to buy)	⁽⁵⁾	05/31/2029	Ordinary Shares	2,136	147.05	D
Employee Stock Option (right to buy)	⁽⁶⁾	06/01/2030	Ordinary Shares	2,984	182.22	D

Explanation of Responses:

1. 1,318 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 308 on June 1, 2021; 121 on June 1, 2021; 92 on June 1, 2021; 123 on June 1, 2021; 121 on May 31, 2022; 92 on May 31, 2022; 123 on June 1, 2022; 92 on May 31, 2023; 123 on June 1, 2023; 123 on June 3, 2024.

2. This option is fully vested.

3. This option becomes exercisable as follows: 813 May 30, 2018; 813 on May 30, 2019; 813 on May 30, 2020; and 813 on June 1, 2021.

4. This option becomes exercisable as follows: 718 on May 31, 2019; 718 on May 31, 2020; 718 on June 1, 2021; and 718 on May 31, 2022.

5. This option becomes exercisable as follows: 534 on May 31, 2020; 534 on June 1, 2021; 534 on May 31, 2022; and 534 on May 31, 2023.

6. This option becomes exercisable as follows: 746 on June 1, 2021; 746 on June 1, 2022; 746 on June 1, 2023; and 746 on June 3, 2024.

Remarks:

	/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney	08/03/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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