SEC Filing | STERIS plc

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Johnson David Allen

(Last)

(First)

(Middle)

5960 HEISLEY ROAD

(Street)

MENTOR

44060

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/26/2012

3. Issuer Name and Ticker or Trading Symbol
STERIS CORP [ STE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Sr. VP. Global Ops & Quality

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares, No Par Value	13,900⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Option to Purchase Common Shares	⁽²⁾	05/20/2020	Common Shares, No Par Value	7,500	31.87	D
Option to Purchase Common Shares	⁽³⁾	05/31/2021	Common Shares, No Par Value	11,000	36.09	D
Option to Purchase Common Shares	⁽⁴⁾	05/30/2022	Common Shares, No Par Value	10,000	29.94	D

Explanation of Responses:

1. All 13,900 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,000 on April 26, 2013, 2,700 on May 20, 2014, 3,700 on June 1, 2015 and 3,500 on May 31, 2016.

2. These options became or will become exercisable as follows: 1,875 on May 20, 2011, 1,875 on May 20, 2012, 1,875 on May 20, 2013 and 1,875 on May 20, 2014.

3. These options became or will become exercisable as follows: 2,750 on May 31, 2012, 2,750 on May 31, 2013, 2,750 on May 31, 2014 and 2,750 on May 31, 2015.

4. These options become exercisable as follows: 2,500 on May 30, 2013, 2,500 on May 30, 2014, 2,500 on May 30, 2015 and 2,500 on May 30, 2016.

	/s/ Dennis P. Patton, Authorized Representative under Power of Attorney	08/02/2012
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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